As an independent financial advisor, you’ve built something special: a thriving practice, loyal clients and a commitment to putting their interests first. What if you could strengthen that foundation while maintaining your autonomy?
That’s exactly what we offer.
The GSG Advantage
Gateway Services Group (GSG) partners with independent financial advisors who are ready to grow. We’re your strategic partner, a Super OSJ committed to your success on the Osaic Institutions broker-dealer platform.
What Makes Us Different
- Advocacy First: You get a dedicated team that believes in your practice. We handle the operational complexity, from compliance and licensing to technology integration and platform management, so you can focus on clients. Your success is our success.
- Seamless Platform Transition: Whether you’re converting from another broker-dealer, transitioning a book of business or launching independently, our expertise in platform conversions and onboarding means you hit the ground running. We’ve guided numerous advisors through this process successfully.
- Access to Elite Resources: With the Osaic ecosystem, you get access to institutional-grade tools, research, trading platforms and market intelligence. You keep all the agility of an independent practice, paired with the support and resources of a major platform.
- A Culture of Excellence: Our advisors consistently rank in the top percentile of their peers across all Osaic institutions. In 2026, 9 of our partners qualified for the prestigious Optimum Trip, a recognition that places them in the top 50 advisors nationwide.
- Real Support, Real Partnership: We understand the realities of independent advisory practices and know that one size doesn’t fit all. Whether you’re a solo practitioner, leading a small team or managing a specialized niche, we work with you to build a tailored structure that supports your vision.
Why Osaic?
Osaic Institutions is a leading broker-dealer offering:
- Robust technology and platform capabilities
- Institutional-quality trading and research
- Comprehensive compliance infrastructure
- Flexibility for independent practitioners
- Competitive compensation structures
Combined with GSG’s hands-on partnership approach, you get the best of both worlds: institutional backing with independent spirit.
Who We’re Looking For
We partner with advisors who:
- Manage $10M+ in assets under advisement
- Are serious about scaling their practice
- Value personalized support over corporate bureaucracy
- Want to maintain control of their client relationships
- Are ready to be part of an elevated peer group
Your Next Step
If you’re exploring independence, considering a platform transition or simply want to surround yourself with a team that gets it, let’s talk.
We’ll discuss your vision, answer your questions and show you what it means to partner with a Super OSJ that actually advocates for you.
Contact us to schedule a confidential conversation.
Cynthia Pollard President
Wealth Management Division
Gateway Services Group
Phone: 858-449-5885